Search for: "Robert Sevilla" Results 1 - 11 of 11
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20 Nov 2013, 4:46 am by David DePaolo
Their surprise "resignations" last week means that Rowe and Sevilla could be among those networking in Vegas this week, along with the other 1,500 who have been severed from the company.Workers' compensation is a cyclical industry. [read post]
18 Jul 2019, 10:37 am by Astarita
 The CFTC's order finds that Rege violated the Commodity Exchange Act and imposes a trading ban for a period of at least three years, disgorgement that will be deemed satisfied by the payment of disgorgement under the SEC's order, and an additional penalty of $100,000.The SEC's investigation in this matter was conducted by Cynthia Storer Baran, Naomi Sevilla, Brian Fitzpatrick, and Robert Baker of the Asset Management Unit, with the assistance of Deena Bernstein… [read post]
25 Aug 2016, 9:02 am by Mark Astarita
”Without admitting or denying the findings, the 13 investment advisers consented to the entry of orders finding that they violated Sections 204 and 206(4) of the Investment Advisers Act of 1940 and Rules 204-2(a)(16) and 206(4)-1(a)(5).The SEC’s investigations have been conducted by Robert Baker, William Donahue, John Farinacci, Jeffrey Finnell, Corey Schuster, Naomi Sevilla, Rory Alex, Marc Jones, Alicia Reed, and Sonia Torrico. [read post]
21 Feb 2013, 11:02 am by lopeznoriega
En septiembre de 2009, el Consejo de Gobierno de la Universidad de Sevilla emitió la Normativa Reguladora de la Evaluación y Calificación de las Asignaturas. [read post]